Financial Services & Wealth Management News
April 29, 2020

Complying with ERISA 404(c)

According to ERISA, plans intending to comply with 404(c) must ensure that participants: Have the opportunity to choose from a broad range of investment alternatives (which […]
October 2, 2019

3(38) or 3(21): Which Fiduciary Service is Right for You?

Looking to reduce your fiduciary risk as a plan sponsor? A little outside help can yield big reductions in risk, provide the best for the people […]
July 8, 2019

Hey Joel! – Is it My Responsibility to Track This Money Down?

Welcome to Hey Joel! This forum answers plan sponsor questions from all over the country by our in-house former practicing ERISA attorney. Hey Joel, One of my […]
June 5, 2019

Hey Joel! – Answers from a recovering former practicing ERISA attorney

Hey Joel! – Answers from a recovering former practicing ERISA attorney  Welcome to Hey Joel ! This forum answers plan sponsor questions from all over the […]
May 10, 2019

Hey Joel! – What’s the appropriate number of members and positions for a retirement plan committee?

Welcome to Hey Joel! This forum answers plan sponsor questions from all over the country by our in-house former practicing ERISA attorney. Hey Joel, What’s the […]
April 9, 2019

Hey Joel! – Should We Consider Life Insurance In Our Retirement Plan?

Welcome to Hey Joel! This forum answers plan sponsor questions from all over the country by our in-house former practicing ERISA attorney. Hey Joel, Should we […]