Financial Services & Wealth Management News
January 13, 2022

When Does a Participant Loan Become a Deemed Distribution?

A recent IRS Issue Snapshot (link below) affirms that a participant loan is a legally enforceable agreement and terms of the loan agreement must comply with […]
December 10, 2021

Mitigating Risks for Small Business Owners

Creating a Risk Management Plan Small business owners power the U.S. economy. According to the U.S. Small Business Administration (SBA), almost 50 percent of Americans either […]
December 10, 2021

The Importance of Market Valuations

Although financial professionals often rely on long-term historical averages when making capital market assumptions, not all starting points are the same. As such, investors need to […]
November 9, 2021

Financial Wellness Gone Wrong

According to Forbes, a financial wellness program is the new “must-have” employee benefit. And it’s not hard to argue that it’s a must-have for plan sponsors […]
November 5, 2021

A Retirement Plan That Makes Tax Sense

One of the more popular types of retirement plans in use today is a 401(k) plan. One reason for their appeal is that employees are allowed […]
October 8, 2021

Regret Aversion: Fighting the FOMO of the Financial World

Regret aversion is a construct in behavioral finance theory that suggests investing decisions are, at least in part, driven by fear of later regretting a “wrong” […]