Financial Services & Wealth Management News
June 25, 2020

Are Your Participants Experiencing a Fee Imbalance?

Subsequent to the 2012 implementation of ERISA fee reporting regulations (ERISA 408(b)(2) & 404(a)(5)), the Department of Labor (DOL) began to consider the appropriateness of the […]
May 26, 2020

4 Retirement Plan Options When Changing Jobs

How you choose to deal with your retirement plans when changing jobs will have a lasting impact on the size of your nest egg and ultimately […]
May 26, 2020

Is it Time for a Plan Refresh?

The duty to provide participants with sufficient information to make consistently informed retirement investment decisions is a basic fiduciary responsibility under ERISA Section 404(a). However, there […]
May 26, 2020

How Can You Prepare for Healthcare Expenses in Retirement?

Rising healthcare costs are on everyone’s mind, even for affluent people. In fact, 69 percent of affluent pre-retirees cite rising healthcare costs as one of their […]
May 25, 2020

How and When to Pay Plan Expenses with Plan Assets

Some retirement plan expenses can be paid for with plan assets — but many can’t. Which are the “reasonable and necessary” retirement plan expenses that can […]
April 29, 2020

Four Basic Steps for a Successful Retirement

We know that not everyone is financially-savvy, and that can make planning for retirement difficult. Fortunately, there are some basic steps that you can follow to […]