Financial Services & Wealth Management News
December 10, 2021

Cybersecurity Best Practices for Plan Sponsors

Participant data and financial accounts comprise some of the most sensitive and potentially vulnerable information under a company’s care. These highly valuable assets can be an […]
December 10, 2021

When It Comes to Planning for Retirement, Participants Want to Hit the Easy Button

According to J.P. Morgan’s 2021 Defined Contribution Plan Participant Survey findings, more than half of the 1,281 respondents indicate that they: •  Are presented with more […]
October 8, 2021

Self-Directed Brokerage Accounts

To Add to Your Plan or Not: That is the Question Participants may be attracted to self-directed brokerage accounts (SDBAs) because of the seemingly infinite choice […]
October 8, 2021

DOL Cybersecurity Tips

In this age of relying heavily on technology, it is vital to take the necessary cyber security precautions. You want to make sure that all sensitive […]
May 25, 2021

Good Reasons to Include Actively Managed Funds in Your Retirement Plan

If You are Going to Exclude Active Funds from Your Retirement Plan Investment Lineup, Have Darn Good Reasons The tidal surge of funds flowing from actively […]
July 27, 2020

Allowable Plan Expenses: Can the Plan Pay?

The payment of expenses by an ERISA plan (401(k), defined benefit plan, money purchase plan, etc.) out of plan assets is subject to ERISA’s fiduciary rules. […]