Financial Services & Wealth Management News
February 6, 2019

Effective Employee Education

Fiduciary duty requires you to provide your employees and participants with educational opportunities so they can make informed investment decisions. It’s not always easy to know […]
January 4, 2019

New Year, Newsletter!

As we enter 2019, we are saying “Out with the old” and in with the New—Newsletter that is. At the end of January, we are going […]
January 3, 2019

Records and Their Expiration Dates

“What records should I keep? How long should I keep them? How should I organize my files?” Advisors have been asked these questions time and time […]
December 5, 2018

Weather or Not, Stay Invested

Last year was one of the strongest years on record for hurricanes in the Atlantic region of the United States and among the costliest of seasons […]
October 8, 2018

Hey Joel! – Is my 501(c)(3) organization eligible for a 401(k) plan? Are there any benefits over a 403(b) plan?

Hey Joel! – Answers from a recovering former practicing ERISA attorney Welcome to Hey Joel! This forum answers plan sponsor questions from all over the country […]
July 24, 2017

Employee Spotlight: Daneen Hayden

From the July Newsletter- Employee Spotlight: Daneen Hayden Daneen Hayden is the Commercial Insurance Lead Account Manager at Duncan Financial Group. Every day she is responsible […]